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课程详述
COURSE SPECIFICATION
以下课程信息可能根据实际授课需要或在课程检讨之后产生变动。如对课程有任何疑问,请联
系授课教师。
The course information as follows may be subject to change, either during the session because of unforeseen
circumstances, or following review of the course at the end of the session. Queries about the course should be
directed to the course instructor.
1.
课程名称 Course Title
公司金融案例分析 Corporate Finance Case Analysis
2.
授课院系
Originating Department
金融系 Department of Finance
3.
课程编号
Course Code
FIN417
4.
课程学分 Credit Value
3
5.
课程类别
Course Type
专业核心课 Major Core Courses
6.
授课学期
Semester
秋季 Fall
7.
授课语言
Teaching Language
中英双语 English & Chinese
8.
他授课教师)
Instructor(s), Affiliation&
Contact
For team teaching, please list
all instructors
杨旭宁,教学讲师,金融系
Jerry YANGLecturer, Department of Finance
邮箱/Email: yangxn@sustc.edu.cn
办公室/office:慧园 3 325, Wisdom Valley 3#325
9.
/
方式
Tutor/TA(s), Contact
待公布 To be announced
10.
选课人数限额(不填)
Maximum Enrolment
Optional
授课方式
Delivery Method
习题/辅导/讨论
Tutorials
实验/实习
Lab/Practical
其它(请具体注明)
OtherPlease specify
总学时
Total
11.
学时数
Credit Hours
36(案例分析)
48
2
12.
先修课程、其它学习要求
Pre-requisites or Other
Academic Requirements
FIN201 微观经济学 Microeconomics
FIN204 宏观经济学 Macroeconomics
FIN206 公司金融 Corporate Finance
13.
后续课程、其它学习规划
Courses for which this course
is a pre-requisite
None
14.
其它要求修读本课程的学系
Cross-listing Dept.
None
教学大纲及教学日历 SYLLABUS
15.
教学目标 Course Objectives
课程旨在通过分析、比较、研究各种各样商业主体成功的和失败的管理经营经验,从中抽象出某些一般性的管理结论或管
理原理,让学生通过自己的思考和学习来拓宽视野,从而丰富学生的商业知识与基础管理策略。
The course aims to summarize general management conclusions and theories from analyzing, comparing, and studying
the management and operation experiences of various business subjects. And to widen students’ vision and enrich
students the commercial knowledge and basic managerial strategies through thinking and learning.
16.
预达学习成果 Learning Outcomes
培养学生对商业案例分析学习的兴趣,通过学生的思考和学习来拓宽视野,从而丰富学生的商业知识与基础管理策略,使
实践
动。
Cultivate students the interests of studying and researching business cases, enrich students the commercial knowledge
and basic managerial strategies through thinking and learning, enable students the ability to carry out preliminary
business case analysis report, and expect students to guide their future business activities by conducting the knowledge
and theories learnt from this course.
17.
课程内容及教学日历 (如授课语言以英文为主,则课程内容介绍可以用英文;如团队教学或模块教学,教学日历须注明
主讲人)
Course Contents (in Parts/Chapters/Sections/Weeks. Please notify name of instructor for course section(s), if
this is a team teaching or module course.)
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第一讲 课程介绍(4 学时)
本讲介绍课程的目标与要求,重点讲解如何做好案例分析,内容包括:学习案例分析的技巧,掌握接收知识与创造知识的
如何
型、如何寻找案例分析的目标、如何进行过程描述等等。
Lecture 1 Course Overall Introduction
This lecture introduces the objectives and requirements of the course, focusing on how to do a good case analysis,
including: the skills of learning case studies, the ability to receive knowledge and create knowledge, and the ability to
write and dictate, to understand what is the role of cases and cases, The key to understanding is thinking, not reading.
Learning how to distinguish the type of case, how to find the goal of case analysis, how to describe the process, and so
on.
第二讲 公司金融创新(4 学时)
本讲关注金融创新,选择两个案例,分别是:
案例 01:瑞士联合银行与拍卖利率证券
案例 02:社会融资公司
Lecture 2 Corporate Financial Innovation and Process
This lecture focuses on financial innovation and selects two cases, namely:
Case 01: UBS and Auction Interest Rate Securities
Case 02: Social Finance Corporation
第三讲 互联网金融4 学时)
本讲关注互联网金融,选择三个案例,分别是:
案例 03Lending Club-现在加入,恰逢其时
案例 04:阿克银行-数字银行业务的选择
案例 05:天宏增利宝货币市场基金:余额宝
Lecture 3 Internet Finance
This lecture focuses on Internet finance and selects three cases, namely:
Case 03: Lending Club - Join Now, At the Right Time
Case 04: Ark Bank - Choice of Digital Banking
Case 05: Tianhong Zenglibao Money Market Fund: Yu Ebao
第四讲 金融市场与机构的功能(4 学时)
本讲关注金融市场与机构的功能,选择两个案例,分别是:
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案例 062006 年的先锋集团与目标退休基金
案例 07:中国存托凭证的发行 Chinese CDR
Lecture 4
This lecture focuses on the functions of financial markets and institutions. Two cases are selected:
Case 06: Pioneer Group and Target Retirement Fund in 2006
Case 07: Issuance of China Depositary Receipts Chinese CDR
第五讲 公司金融与风险管理(4 学时)
本讲关注公司金融与风险管理,选择一个案例:
案例 08:中国远洋巨亏之谜
Lecture 5 Corporate Finance & Risk Management
This lecture focuses on corporate finance and risk management and selects a case:
Case 08: The Mystery of China COSCO Holdings Co.’s Great Loss
第六讲 市场风险管理(4 学时)
本讲关注市场风险管理,选择两个案例,分别是:
案例 09: 2007 的恐慌
案例 10:携程上市
Lecture 6 Market Risk Management
This lecture focuses on market risk management and selects two cases, namely:
Case 09: Panic in 2007
Case 10: Ctrip listed
第七讲 流动性风险管理(4 学时
本讲关注流动性风险管理,选择三个案例,分别是:
案例 11:德国金属集团有限公司的崩溃
案例 122013 6 月中国发生的钱荒
案例 13:长期资本管理公司
Lecture 7 Liquidity Risk Management
This lecture focuses on liquidity risk management and selects three cases, namely:
Case 11: The Collapse of Metallgesellschaft
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Case 12: The Money Shortage in China in June 2013
Case 13: Long-Term Capital Management
第八讲 量化交易(4 学时)
本讲关注量化交易,选择一个案例:
案例 142008 量化发生了什么
Lecture 8 Quantitative Trading
This lecture focuses on quantitative trading and selects a case:
Case 14: What Happened to The Quants
第九讲 公司治理(4 学时)
本讲关注公司治理,选择两个案例,分别是:
案例 15:万科控股权之争与公司治理
案例 16:中信泰富:巨亏 186 亿及重大舞弊解密
Lecture 9 Corporate Governance
This lecture focuses on corporate governance and selects two cases, namely:
Case 15: Vanke Control Rights and Corporate Governance
Case 16: CITIC Pacific: huge losses of 18.6 billion and major fraud decryption
第十讲 证券化:公司的视角(4 学时)
本讲关注证券化,选择一个案例:
案例 17:旅行者抵押公司的 CMO
Lecture 10 Securitization: From Corporate Prospective
This lecture focuses on securitization and selects a case:
Case 17: Travelers Mortgage Securities CMO
第十一讲 金融监管(4 学时)
本讲关注金融监管问题,包含两个案例,分别是:
案例 18HOMS 交易系统
案例 19:宏观审慎的金融金融监管方法
Lecture 11 Financial Regulation
This lecture focuses on financial regulatory issues and includes two cases, namely:
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Case 18: HOMS Trading System
Case 19: Macro-prudent financial and financial supervision methods
第十二讲 公司金融的边界-行为金融4 学时)
本讲关注金融的前言领域-行为金融学的应用,选择 AH 股价之谜为案例分析。
Lecture 12 Corporate Financial Frontiers - Behavioral Finance
This lecture focuses on behavioral finance and selects a case:
Case 20: Limited arbitrage of AH shares
18.
教材及其它参考资料 Textbook and Supplementary Readings
Required Materials:
A packet of cases on Corporate Finance
Optional Materials:
Mason, Merton, Perold and Tufano,《金融工程学案例》,东北财经大学出版社,2001
John C. Hull, 《期货、期权及其他衍生产品》, 9th ed. 机械工业出版社,2014
课程评估 ASSESSMENT
19.
评估形式
Type of
Assessment
评估时间
Time
占考试总成绩百分比
% of final
score