centralized and unified supervision, separate supervision, and continuous improvement of financial supervision system.
The development of the financial industry has played an important supporting role in promoting the development of
socialism with Chinese characteristics. Meanwhile, the increasingly complicated financial industry chaos has aggravated
the occurrence of financial risks, which requires that financial supervision must be constantly changed with the
advancement of reform and opening up.
第七讲 中国的 IPO(3 学时)
本讲将介绍中国 IPO 制度变迁历程呈现的特点和趋势,包括不同历史条件下的 IPO 发审制度、定价制度、信息披露和法律
责任制度等。在我国渐进式市场化的 IPO 制度改革背景下,推进 IPO 制度的市场化、加强投资者保护、强化信息披露导向
及完善法律惩戒机制是我国 IPO 制度变迁中的焦点问题。
Lecture7 IPO (3 hours)
This lecture will introduce the characteristics and trends of the evolution of China's IPO system, including the IPO review
system, pricing system, information disclosure and legal liability system under different historical conditions. Under the
background of China's progressive market-oriented IPO system reform, promoting the marketization of IPO system,
strengthening investor protection, strengthening information disclosure and improving the legal disciplinary mechanism
are the focus of China's IPO system changes.
第八讲 并购基金(3 学时)
本讲将介绍并购基金的相关理论,对其基本含义及其特点、基本运作流程及基本投资步骤进行简要分析,让学生对并购基金
有整体上的把握。通过比较发达国家并购基金的投资模式分析中国并购基金发展的政策环境、金融环境和产业环境。
Lecture8 Merger and Acquisition (3 hours)
This lecture will introduce the relevant theories of M&A funds, briefly analyse their basic meanings and characteristics,
basic operational procedures and basic investment steps, students will have an overall understanding of M&A funds. By
comparing the investment models of M&A funds in developed countries, we will analyse the policy environment, financial
environment and industrial environment of China M&A funds.
第九讲 中国债券市场 (3 学时)
本讲将介绍中国债券市场发展的基本背景以及债券市场融资和财富管理的重要职能。让学生认识到财政和货币政策通过债
券市场实施的理论逻辑,财政和货币政策目标实现与债券市场的现实关联性,以及目前财政和货币政策通过债券市场实施和
相互协调所面临的现实问题。
Lecture9 Bond Market (3 hours)
This lecture will introduce the basic background of the development of the Chinese bond market and the important
functions of bond market financing and wealth management. Sudents will recognize the theoretical logic of fiscal and
monetary policy implementation through the bond market, the real relevance of fiscal and monetary policy objectives to
the bond market, and the real problems faced by current fiscal and monetary policies through the bond market
implementation and coordination.
第十讲 商品期货和金融期货市场的发展及演变(3 学时)
本讲将介绍中国期货市场的发展历程,大致可以分为初期发展阶段,清理整顿阶段和逐步规范阶段。中国期货市场的发展
对于深化资本市场改革,完善资本市场体系,发挥资本市场功能具有重要意义。
Lecture10 Futures and Options Market (3 hours)
This lecture will introduce the development process of China's futures market, which can be roughly divided into the
initial development stage, the clean-up stage and the gradual standardization stage. The development of China's futures
market is of great significance for deepening the reform of the capital market, improving the capital market system, and
exerting the function of the capital market.
第十一讲 中国的金融创新(3 学时)
本讲将介绍我国为适应经济发展在金融产品、金融服务、金融工具和金融市场等方面的创新。实体经济对金融创新的需求
在不断增长,在金融体制改革不断推进的过程中,国外金融机构广泛介入我国金融市场直接带来了金融创新业务,市场化
竞争也迫使国内金融机构不断寻求创新。
Lecture11 Financial Innovation (3 hours)
This lecture will introduce China's innovations in financial products, financial services, financial instruments and financial
markets to adapt to the economic development. The demand for financial innovation in the real economy is growing. In
the process of continuous reform of the financial system, the extensive involvement of foreign financial institutions in
China's financial market has directly brought about financial innovation business. Market competition has also forced
domestic financial institutions to continuously seek innovation.